🎓 Financial Licensing Exam Prep

Pass your exam.
Actually understand it.

Audio podcast episodes, 2,500+ practice questions, an AI voice tutor, and a full exam simulator — everything you need for the SIE, Series 7, Series 65, Series 6, or Series 63 exam.

Get Started → 🎧 Hear a Sample
🎙️ Live Sample — SIE Episode 1
Market Participants & Market Structure
0:00 3:00 preview

↑ Real episode audio — one voice explains, one asks, in plain English

5 Exams Covered
2,500+ Practice Questions
AI Voice Tutor
AI Text Tutor
Full Exam Simulator
Mobile-First PWA
Visual Study Guides
Everything You Need

Eight features.
One platform.

Most exam prep tools give you one thing — a question bank or a video course. Provost Prep gives you the full stack.

🎧

Audio Podcast Episodes

Conversational audio episodes — one voice explains, one asks — working through every topic. Learn while commuting, at the gym, or winding down — no desk required.

SIE: 16 eps · S7: 20 eps · S65: 15 eps
🧠

Smart Quiz Engine

2,500+ exam-style questions with difficulty weighting — 60% hard, 30% medium, 10% easy. The engine tracks which questions you've seen and never repeats them until you've exhausted the bank.

Trap-aware · Difficulty-weighted
🎙️

AI Voice Tutor

Talk to an AI coach out loud — just like a real tutoring session. Ask it to quiz you on a specific chapter, explain a concept, or drill your weak spots. Powered by ElevenLabs.

Voice · Real-time · Exam-aware
💬

AI Text Tutor

Prefer to type? The text tutor knows every chapter of your selected exam and answers questions instantly. Ask about a specific rule, number, or concept — get a clear, concise answer.

Chat · All 5 exams · Instant answers
📝

Full Exam Simulator

A timed, section-weighted exam that mirrors the real test exactly — same question count, same time limit, same section proportions. Walk in having already done it once.

Timed · Section-weighted · Real format
📖

Visual Study Guides

Beautifully formatted chapter-by-chapter study guides for Series 7, Series 65, Series 6, and Series 63 — organized by topic with key rules, numbers, and formulas highlighted.

S7 · S65 · S6 · S63
📊

Progress Tracking

Track which episodes you've completed per exam. The quiz engine remembers every question you've answered across sessions — so you're always moving forward, never repeating.

Per-exam · Cross-session · Persistent
📱

Mobile-First & Offline

Installable as an app on your phone — no app store needed. Works offline once installed. Built specifically for mobile so everything is tap-friendly and readable on small screens.

PWA · Installable · Offline-ready

Try It Free

Can you pass these
3 questions?

Real questions from the SIE bank. Tap an answer to see the explanation — and why the wrong choices are wrong.

SIE · Equity Securities
An investor holds 500 shares of XYZ Corp and wants to vote on 3 board nominees. Under cumulative voting, the maximum number of votes they can cast for a single candidate is:
✓ C is correct. Under cumulative voting, the investor multiplies shares × number of candidates (500 × 3 = 1,500 total votes) and can concentrate all 1,500 on one candidate. This protects minority shareholders.
⚠️ Exam trap: cumulative voting FAVORS minority shareholders — statutory voting (one vote per share per issue) favors the majority.
SIE · Regulatory Framework
A broker-dealer receives a cash deposit of $12,000 from a customer. Under the Bank Secrecy Act, the firm is required to file a:
✓ B is correct. A CTR is required for any cash transaction over $10,000. This applies to broker-dealers, not just banks. A SAR is filed for suspicious activity (like structuring deposits to stay under $10,000) — not automatically for large cash transactions.
⚠️ Exam trap: a CTR is automatic at $10,001+. A SAR requires suspicion of illegal activity. They are separate reports with different triggers.
SIE · Debt Securities
A bond is trading at a premium. Which of the following correctly describes the relationship between its yields?
✓ C is correct. Premium bond (price above par): Nominal > Current Yield > YTM. The investor pays more than par, so their effective return decreases as you account for more factors. At par, all three yields are equal. Discount bond is the exact reverse: YTM > CY > Nominal.
⚠️ Memory hook: "DIN" — Discount bond, the yields go up from Nominal → Current → YTM. Premium is the reverse.
Get 2,500+ More Questions →

Choose Your Exam

Five exams.
One platform.

Each package includes everything — audio episodes, quiz engine, AI tutors, study guide, full exam simulator, and progress tracking. No upsells.

📗
Series 7
General Securities Representative
🎧 20 episodes
🧠 803 questions
✅ 72% passing score
⏱️ 225 minutes · 125 scored
Coming no price yet
Coming
🏛️
Series 65
Uniform Investment Adviser Law
🎧 15 episodes
🧠 745 questions
✅ 72% passing score
⏱️ 180 minutes · 120 scored
Coming no price yet
Coming
📦
Series 6
Investment Company Products
🎧 12 episodes
🧠 910 questions
✅ 70% passing score
⏱️ 90 minutes · 50 scored
Coming no price yet
Coming
⚖️
Series 63
Uniform Securities Agent State Law
🎧 7 episodes
🧠 636 questions
✅ 72% passing score
⏱️ 75 minutes · 60 scored
Coming no price yet
Coming

How It Works

Three steps.
One pass.

Most people try to read a 400-page manual and burn out. Provost Prep fits into your real life.

1

🎧 Listen to your episodes

Start with Episode 1 and work through the series. Two voices walk through every testable concept in a conversational format that actually sticks. No lectures, no textbooks — just two people breaking it down clearly. Listen on your commute, at the gym, anywhere.

2

🧠 Quiz yourself after each episode

After each episode, hit the quiz. The engine serves difficulty-weighted questions and never repeats what you've already seen. Wrong answers come with full explanations and trap notes so you understand why — not just what.

3

🎙️ Drill your weak spots with the AI tutor

When something doesn't stick, open the voice tutor and ask it to drill you on that chapter. Talk through it out loud. The AI knows your exam's full curriculum and quizzes you like a real coach would — targeted, patient, relentless.

4

📝 Take the full exam simulator before test day

When you feel ready, run the full timed exam simulator — same question count, same time limit, same section weighting as the real test. Walk into the exam having already done it once under real conditions.


Common Questions

Everything you
need to know.

How is Provost Prep different from Kaplan or Achievable? ▾
Kaplan and STC are textbook-first — they assume you want to read 400 pages. Achievable is question-bank-first. Provost Prep is audio-first, built for people who learn by listening and doing. The two-voice podcast format makes complex concepts memorable in a way that reading a manual doesn't. Add the AI voice tutor and 2,500+ trap-aware questions, and it's a complete system — not just one tool.
Is this a one-time purchase or a subscription? ▾
The SIE is a subscription: free for 7 days, no card to start, then $29.99 a month or $59.99 every 3 months — cancel any time. Series 6, 7, 63 and 65 are coming and have no price yet.
Can I use it on my phone? ▾
Yes — it's built mobile-first. Open provostprep.com in your phone's browser, then add it to your home screen (Safari on iOS: Share → Add to Home Screen). It installs like a native app, works offline, and is fully optimized for touch. No app store required.
How many practice questions are included? ▾
Over 2,500 questions total across all 5 exams. The SIE bank alone has 1,805 questions. Every question is difficulty-weighted and written with a specific exam trap in mind — the explanation always tells you why the wrong answers are wrong, not just which one is right.
What if I fail the exam — is there a refund? ▾
We stand behind the product. Every purchase carries a 30-day money-back guarantee.
Does the AI tutor actually know my exam material? ▾
Yes. Both tutors (voice and text) are loaded with the specific curriculum for whichever exam you've selected. If you switch to Series 63, the tutor immediately knows Series 63 law, registration types, prohibited practices, and administrator powers — not generic finance content. It's exam-aware and chapter-aware.

Start Today

Your exam date
is coming fast.

Stop reading static PDFs. Start listening, quizzing, and talking to an AI coach that knows your exam cold.

Choose Your Exam →

🔒 One-time payment · No subscription · Access on any device